LPL Government Relations

We support our financial advisors and their clients by developing and advocating positions on issues affecting the delivery of objective financial guidance and advice.
Learn More

We believe in objective financial advice and we advocate on issues impacting our advisors, their clients, and the financial services industry.

ADVOCATE

By engaging with legislators and regulators on both a state and federal level, we are able to directly shape the future of the financial services industry.

ENGAGE

Together we are making a difference. Our voices are being heard on important policies that affect the financial service industry.

EMPOWER

Latest News

POLITICO’s Holiday GIF Guide
2019-12-24T12:03:10.000Z
Our guide to the best political viral moments of the year.
Opinion | Democrats Are Speeding to Defeat on Impeachment
2019-12-05T10:13:30.000Z
Removing Trump is almost impossible. But slowing down the process will give the public time to absorb the ample evidence
How Bernie's Small Donors Are Making Credit Card Companies Rich
2019-11-25T10:18:33.000Z
Low-dollar, repeat contributions are a great talking point for campaigns. They’ve also resulted in a massive financial w

'It’s not that much money to change the course of human history'
2020-02-21T11:45:50.000Z
One of Bill Nye's top priorities is maintaining support for a mission to bring a sample of Martian rock back to Earth.
They (really) don't like Mike
2020-02-20T10:19:30.000Z
A debate-night special of the Nerdcast
Mike Bloomberg’s Technocratic Threat
2020-02-20T00:14:41.000Z
If November were to come down to a Trump-Bloomberg race, Americans would get the choice of swapping one president with a

'It’s not that much money to change the course of human history'
2020-02-21T11:45:50.000Z
One of Bill Nye's top priorities is maintaining support for a mission to bring a sample of Martian rock back to Earth.
They (really) don't like Mike
2020-02-20T10:19:30.000Z
A debate-night special of the Nerdcast
Mike Bloomberg’s Technocratic Threat
2020-02-20T00:14:41.000Z
If November were to come down to a Trump-Bloomberg race, Americans would get the choice of swapping one president with a

Recent Updates

1/27/2020

Read more about the Top 10 Key Provisions of the SECURE Act to learn more about how this new law will affect you and your clients. We also have a deeper dive into the key provisions.

Fall 2019

LPL Magazine spotlighted the LPL Government Relations team to highlight our efforts in Washginton, D.C. and across all 50 states. Read the full article featuring Peggy Ho, EVP of Government Relations.

Who We Are

Our Government Relations team is dedicated to advancing LPL Financial’s interests with legislators and regulators in Washington, DC and the 50 states through advocacy and education. Through consistent engagement, and supported by the voice of the LPL Political Action Committee, we are able to position LPL as a recognized thought leader and valued resource on issues affecting the delivery of objective financial guidance and advice. With offices in Washington, DC, Boston, San Diego, Charlotte, and Cleveland, and by leveraging our 50-state network of financial advisors, we are well aligned to meet advisors' needs by addressing critical policy initiatives.

“I am proud of the LPL team and their commitment to providing access to independent financial advice by supporting the growth of our businesses and the protection of our industry.”

-David Armstrong, president and co-founder, Monument Wealth Management

“There is strength in numbers and if we support the LPL PAC, the LPL Government Relations team supports us by advocating on issues that impact our business and our industry.”

-Cary Wong, financial advisor in Spokane, WA

“We appreciate the support of the LPL Government Relations team. I believe independent financial advice should be accessible to everyone and I am confident that working together we can ensure the financial success of our investors.”

-Ken Van Leeuwen, CFP, Managing Director / Founder, Van Leeuwen & Company

Email: lplgovernmentrelations@lpl.com
Phone Number: 617-897-4325

LPL Government RelationsWe support our financial advisors and their clients by developing and advocating positions on issues affecting the delivery of objective financial guidance and advice.Learn More

Latest News

Recent Updates

Who We Are

LPL Government Relations

We support our financial advisors and their clients by developing and advocating positions on issues affecting the delivery of objective financial guidance and advice.
Learn More